Filing Details
- Accession Number:
- 0001104659-19-008172
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2019-02-14 06:09:54
- Reporting Period:
- 2018-12-31
- Accepted Time:
- 2019-02-14 06:09:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496268 | Reva Medical Inc. | RVA:AX | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 330810505 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1539490 | Ltd Management Capital Senrigan | Po Box 309, Ugland House George Town E9 00000 | No | No | Yes | No | |
1539491 | Ltd Group Capital Senrigan | 1504 15Th Floor Wheelock House 20 Pedder Street, Central Hong Kong K3 00000 | No | No | Yes | No | |
1627385 | Nicholas Taylor | 11Th Fl,Lht Tower,31 Queens Road Central Central K3 1 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2018-06-29 | 220,000 | $0.00 | 12,453,969 | No | 4 | P | Indirect | See footnotes |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2018-06-29 | 17,600 | $0.00 | 12,453,969 | No | 4 | P | Indirect | See footnotes |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2018-06-29 | 22,400 | $0.00 | 12,453,969 | No | 4 | P | Indirect | See footnotes |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2018-07-16 | 134,489 | $0.00 | 12,453,969 | No | 4 | S | Indirect | See footnotes |
Common Stock, Par Value $0.0001 Per Share | Disposition | 2018-07-20 | 125,511 | $0.00 | 12,453,969 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Footnotes
- Senrigan Capital Management Limited, a Cayman Islands limited company ("SCM") with a business address of PO Box 309,Ugland House, Grand Cayman, KY-1104, is filing this Form 5 jointly with Senrigan Capital Group Limited, a Hong Kong limited company ("SCG"), and Nick Taylor, a citizen of the United Kingdom each of whom has a business address of 11th Floor, LHT Tower, 31 Queens Road Central, Hong Kong and may be deemed to have a pecuniary interest in securities reported by it on this Form 5 ("the Subject Securities"). Collectively, these are the "Reporting Persons."
- SCM advises the accounts of the Senrigan Master Fund Limited, a Cayman Islands limited company, Senrigan US Feeder Fund Limited, a Cayman Islands limited company, and Senrigan Fund Limited, a Cayman Islands limited company (together with Senrigan Master Fund Limited and Senrigan US Feeder Fund Limited, the "Senrigan Funds").
- SCM, as the investment manager to the Senrigan Funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934. Pursuant to an investment advisory agreement between SCM and SCG, SCG may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Nick Taylor's position as majority owner of SCM, Nick Taylor may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a).
- Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.
- On June 29, 2018, the Reporting Persons purchased on the open market 2,600,000 CHESS Depository Instruments ("CDI") in Australia, of which US Common Sock underlies at a 1:10 ratio. These purchases were made to facilitate invidual purchases, including the following: Stephen N. Osterle, Brandi Roberts, Robert Bernard Stockman, Raymond C. Larkin Jr., Regina Groves, Richard M Kimes, and Robert Bain Thomas ("Company Insiders"), not to be held for the account of the Reporting Persons. Please see the relevant Form 4 filings made by the Company Insiders for June 29, 2018. These facilitating transactions were completed on 16 July 2018 and 20 July 2018 respectively, leaving the Reporting Persons flat, with no additional common stock acquired.
- Consideration was paid jointly by the Reporting Persons for the 2,600,000 CDI for a total compensation of USD $ 399,054. The total consideration paid to the Reporting Persons on 16 July was USD $204,544. The total consideration paid to the Reporting Persons on 20 July was USD $ 192,548. This led to a net loss of USD $1,962 with regard to the facilitation transaction made on behalf of the Company Insiders.