Filing Details
- Accession Number:
- 0001179110-19-001832
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-13 16:43:00
- Reporting Period:
- 2019-02-11
- Accepted Time:
- 2019-02-13 16:43:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235010 | Momenta Pharmaceuticals Inc | MNTA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229450 | A Craig Wheeler | C/O Momenta Pharmaceuticals, Inc. 301 Binney Street Cambridge MA 02142 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-02-12 | 1,773 | $12.84 | 181,800 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-02-12 | 24,687 | $0.00 | 206,487 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-13 | 11,110 | $12.93 | 195,377 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2019-02-11 | 491,000 | $0.00 | 491,000 | $12.76 |
Common Stock | Restricted Stock Units | Disposition | 2019-02-12 | 24,687 | $0.00 | 24,687 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
491,000 | 2029-02-11 | No | 4 | A | Direct | |
74,063 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 304,402 | Indirect | Craig Wheeler Revocable Trust |
Common Stock | 36,725 | Indirect | Craig A Wheeler 2016 Annuity Trust |
Common Stock | 60,000 | Indirect | Craig A Wheeler 2018 Annuity Trust |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person June 13, 2016.
- This transaction was executed in multiple trades at prices ranging from $12.75 to $12.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Shares received pursuant to settlement of Restricted Stock Units that were granted on February 12, 2018.
- Restricted Stock Units convert into common stock on a one-for-one basis.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person November 16, 2018.
- This transaction was executed in multiple trades at prices ranging from $12.66 to $13.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Represents options granted by the issuer pursuant to the issuer's 2013 Incentive Award Plan, as amended and restated.
- The stock option will vest and become exercisable with respect to 122,750 shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years. All vesting is subject to Craig Wheeler's continued service to the Company through the applicable vesting date.
- Subject to the officer's continued employment with the company, the restricted stock units will vest with respect to 25% of the shares on the first anniversary of the grant date, and the remainder will vest in equal quarterly installments over the subsequent three years.