Filing Details
- Accession Number:
- 0001181431-11-014627
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-03-02 17:03:04
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-03-02
- Accepted Time:
- 2011-03-02 17:03:04
- Original Submission Date:
- 2011-02-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296432 | Steven Ronald Jankov | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-07 | 46,000 | $0.00 | 536,375 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-02-08 | 50,000 | $39.34 | 486,375 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-08 | 25,000 | $39.50 | 509,920 | No | 4 | S | Indirect | See Footnote 5 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote 5 |
Footnotes
- Restricted Stock Unit (RSU) award granted on February 7, 2011. Each RSU represents a contingent right to receive one share of the company's common stock once vested. The entire award vests on May 15, 2014, subject in all instances to the reporting person's continuous employment or consulting status with the company.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2010.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $38.46 to $40.01. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $39.50 to $39.52. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
- This sale was originally incorrectly reported as direct ownership. These shares are held by Global Link 1 Capital, a charitable remainder unitrust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- The amount of securities benefically owned following the reported transaction was incorrectly reported as 508,480 shares in the original filing. The correct balance is 509,920 shares. All prior sales by the reporting person were correctly reported, however, due to administrative error the balance reported in column 5 was inaccurate by 1,440 shares.