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Home > Insider Trading > Filing (0001213900-19-002346)

Filing Details

Accession Number:: 0001213900-19-002346
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-02-13 16:05:01
Reporting Period:: 2019-02-11

Accepted Time:: 2019-02-13 16:05:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1425287	Workhorse Group Inc.	WKHS	Motor Vehicles & Passenger Car Bodies (3711)	261394771

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1655373	B. Gerald Budde	C/O Workhorse Group Inc., 100 Commerce Drive Loveland OH 45140		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value Per Share	Acquisiton	2019-02-11	26,310	$0.95	119,692	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, Par Value $0.001	Stock Options	$7.01	2015-12-17	2020-12-17	50,000	50,000	Direct
Common Stock, Par Value $0.001	Stock Options	$7.21	2016-08-16	2021-08-16	10,000	10,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-12-17	50,000	50,000	Direct
2021-08-16	10,000	10,000	Direct

Footnotes

Securities held by the Gerald B. Budde Living Trust dated September 8, 2004. Gerald Budde is the trustee of such trust.
10,000 of the options vested on December 17, 2015 and 4,000 shall vest every six (6) months thereafter on June 30 and December 31.
2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.