Filing Details
- Accession Number:
- 0001127602-19-005578
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-13 14:02:04
- Reporting Period:
- 2019-02-11
- Accepted Time:
- 2019-02-13 14:02:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628097 | L James Bauman | 3M Center St. Paul MN 55144-1000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-11 | 16,065 | $78.72 | 40,468 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-11 | 11,390 | $200.22 | 29,078 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-11 | 1,183 | $200.24 | 27,895 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-11 | 20 | $200.25 | 27,875 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-11 | 400 | $200.26 | 27,475 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-11 | 851 | $200.27 | 26,624 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-11 | 619 | $200.28 | 26,005 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-11 | 883 | $200.30 | 25,122 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-11 | 19 | $200.31 | 25,103 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-11 | 700 | $200.33 | 24,403 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2019-02-11 | 16,065 | $0.00 | 16,065 | $78.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-09 | 2020-02-07 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
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