Filing Details
- Accession Number:
- 0001144204-19-006803
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2019-02-13 09:01:46
- Reporting Period:
- 2018-12-31
- Accepted Time:
- 2019-02-13 09:01:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1671933 | Trade Desk Inc. | TTD | () | 5 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1490859 | Thomas Falk | C/O The Trade Desk, Inc. 42 North Chestnut Street Ventura CA 93001 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-03-08 | 23,811 | $0.00 | 23,811 | No | 4 | C | Indirect | Via Entrepreneurs Investment Fund I LP |
| Class A Common Stock | Disposition | 2018-03-08 | 11,905 | $0.00 | 0 | No | 4 | J | Indirect | Via Entrepreneurs Investment Fund I LP |
| Class A Common Stock | Disposition | 2018-04-17 | 183,556 | $55.00 | 258,456 | No | 4 | S | Indirect | Via Revel Venture Fund I LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | Via Entrepreneurs Investment Fund I LP |
| No | 4 | J | Indirect | Via Entrepreneurs Investment Fund I LP |
| No | 4 | S | Indirect | Via Revel Venture Fund I LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2018-03-08 | 23,811 | $0.00 | 23,811 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect |
Footnotes
- Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's Amended and Restated Certificate of Incorporation in effect as of the date hereof.
- All shares of Class B Common Stock will convert automatically into shares of a Class A Common Stock upon the earlier of (i) the date on which the number of outstanding shares of Class B Common Stock represent less than ten percent (10%) of the aggregate number of shares of the then outstanding Class A Common Stock and Class B Common Stock or (ii) a date specified by the holders of at least sixty-six and two-thirds percent (66.6%) of the outstanding shares of Class B Common Stock.
- The conversion of the Class B Common Stock into Class A Common Stock is converted at a fixed conversion price, at a one-for-one conversion rate, and is therefore exempt under Rule 16b-6(b).
- An amount of 11,906 of such shares were transferred to Falk Ventures GmbH, which is not required to be reported herein because the transfer represents only a change in the nature of indirect ownership.
- Via Entrepreneurs Investment Fund I LP distributed 11,905 shares to its members, who are not affiliated with the Issuer.
- Such sales were made pursuant to a Rule 10(b)5-1 Plan established by the Reporting Person.
Billionaire Hedge Funds
