Filing Details
- Accession Number:
- 0001205233-19-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-12 16:55:43
- Reporting Period:
- 2019-02-11
- Accepted Time:
- 2019-02-12 16:55:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1559656 | H James Thompson | 5775 Morehouse Dr. San Diego CA 92121-1714 | Evp, Engineering Qti & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-02-11 | 40,000 | $41.36 | 62,301 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-02-11 | 40,000 | $50.75 | 22,301 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-02-11 | 40,000 | $0.00 | 40,000 | $41.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-04-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,539 | Indirect | Childrens' Trust |
Common Stock | 45,453 | Indirect | by Spouse's Trust |
Common Stock | 45,453 | Indirect | by Trust |
Footnotes
- The transaction was conducted under a Rule 10b5-1 trading plan.
- The sale prices for this transaction ranged from $50.385 to $50.98. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2019.
- Shares are held in individual trusts for the benefit of Dr. Thompson's children. Dr. Thompson disclaims all beneficial ownership for the shares held in trusts for the benefit of his children.
- Securities held by Premier Trust, as trustee.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.