Filing Details
- Accession Number:
- 0001406666-19-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-12 16:15:22
- Reporting Period:
- 2019-02-08
- Accepted Time:
- 2019-02-12 16:15:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1406666 | Calix Inc | (CALX) | Communications Services, Nec (4899) | 680438710 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1626681 | Daniel J Plants | C/O Calix, Inc. 2777 Orchard Parkway San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-02-08 | 100,000 | $7.49 | 1,253,044 | No | 4 | P | Indirect | Owned by Voce Capital Management LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Owned by Voce Capital Management LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 27,586 | Direct |
Footnotes
- Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- Amount of securities beneficially owned includes 27,586 unvested restricted stock units.