Filing Details

Accession Number:
0001209191-19-009273
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-12 16:05:40
Reporting Period:
2019-02-08
Accepted Time:
2019-02-12 16:05:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1618835 Evofem Biosciences Inc. EVFM Investment Advice (6282) D0
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
914208 Ltd. Invesco 1555 Peachtree Street Ne
Suite 1800
Atlanta GA 30309
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-02-08 425,531 $2.64 9,590,688 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2019-02-08 212,765 $0.00 212,765 $5.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
212,765 2026-02-08 No 4 P Indirect
Footnotes
  1. Invesco Ltd. is the beneficial owner of 9,590,688 shares of common stock and warrants to purchase 212,765 common shares acquired by its affiliates, Invesco Perpetual High Income Fund and Invesco Perpetual Income Fund.
  2. The warrants are exercisable on the earlier of 08/08/2019, or following the date that the issuance of the warrants is approved by the stockholders of the Issuer.