Filing Details
- Accession Number:
- 0001127602-19-005340
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-12 15:37:22
- Reporting Period:
- 2019-02-11
- Accepted Time:
- 2019-02-12 15:37:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346254 | Greg Creed | 1441 Gardiner Lane Louisville KY 402143 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-11 | 169,793 | $23.48 | 207,912 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-11 | 99,247 | $94.75 | 108,665 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-02-11 | 13,986 | $94.41 | 94,679 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Acquisiton | 2019-02-11 | 239,054 | $0.00 | 239,054 | $93.26 |
| Common Stock | Stock Appreciation Right | Disposition | 2019-02-11 | 169,793 | $0.00 | 169,793 | $23.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 239,054 | 2029-02-11 | No | 4 | A | Direct | |
| 0 | 2011-02-05 | 2020-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 163,279 | Indirect | Limited Liability Company |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades at prices ranging from $94.25 to $94.45. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Vesting occurs 25% per year beginning one year from grant date.
- Vesting occurs 25% per year beginning 02/05/2011.
Billionaire Hedge Funds
