Filing Details

Accession Number:
0001675689-19-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-12 12:38:28
Reporting Period:
2019-02-05
Accepted Time:
2019-02-12 12:38:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1098151 Fidelity D & D Bancorp Inc FDBC National Commercial Banks (6021) 233017653
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1281316 J Eugene Walsh 6 Cartel Lane
Springbrook Township PA 18444
Vp & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Resticted Acquisiton 2019-02-05 446 $59.70 6,172 No 4 A Direct
Common Stock Acquisiton 2019-02-11 1,965 $60.44 8,137 No 4 M Direct
Common Stock Disposition 2019-02-12 298 $60.24 7,839 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Acquisiton 2019-02-05 1,586 $0.00 1,586 $59.70
Common Stock Stock Appreciation Rights Disposition 2019-02-11 3,059 $21.60 1,965 $60.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
14,563 2020-02-05 2029-02-04 No 4 A Direct
11,504 2026-02-01 No 4 M Direct
Footnotes
  1. The award shall be fully vested at the end of a three year vesting period subjectto one third each year or a thirty three and one third percent vesting period per year.
  2. Once an award has vested, it shall be subject to a hold on sale restriction fortwo years from the date of vesting.
  3. The stock appreciation rights vest in 3 equal installments or thirty three and one third percent equally each year starting on 02/02/2017.
  4. Closing price on date of exercise.
  5. Sale to cover tax liability.