Filing Details

Accession Number:
0001181431-11-014578
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-02 16:38:02
Reporting Period:
2011-02-28
Filing Date:
2011-03-02
Accepted Time:
2011-03-02 16:38:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1070412 Consol Energy Inc CNX Bituminous Coal & Lignite Surface Mining (1221) 510337383
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1241243 Brett J Harvey 1000 Consol Energy Drive
Canonsburg PA 15317
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $0.01 Par Value Per Share Acquisiton 2011-02-28 200 $15.09 254,463 No 4 M Direct
Common Shares, $0.01 Par Value Per Share Disposition 2011-02-28 200 $50.00 254,263 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, $0.01 Par Value Per Share Stock Option (right to buy) Disposition 2011-02-28 200 $0.00 200 $15.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-03-01 2011-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, $0.01 Par Value Per Share 9,481 Indirect By Trust for Daughter
Common Shares, $0.01 Par Value Per Share 9,481 Indirect By Trust for Daughter
Common Shares, $0.01 Par Value Per Share 9,481 Indirect By Trust for Son
Common Shares, $0.01 Par Value Per Share 13,848 Indirect By Revocable Trust
Common Shares, $0.01 Par Value Per Share 2,000 Indirect By Spouse's Revocable Trust
Common Shares, $0.01 Par Value Per Share 73,000 Indirect By 2010 GRAT
Common Shares, $0.01 Par Value Per Share 42,749 Indirect By 401(k) Plan
Footnotes
  1. Transaction effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2010.
  2. Of the 254,263 shares owned directly, 48,051 are restricted stock units including dividend equivalent rights.
  3. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
  4. Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
  5. Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.