Filing Details
- Accession Number:
- 0001181431-11-014578
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-02 16:38:02
- Reporting Period:
- 2011-02-28
- Filing Date:
- 2011-03-02
- Accepted Time:
- 2011-03-02 16:38:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070412 | Consol Energy Inc | CNX | Bituminous Coal & Lignite Surface Mining (1221) | 510337383 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241243 | Brett J Harvey | 1000 Consol Energy Drive Canonsburg PA 15317 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, $0.01 Par Value Per Share | Acquisiton | 2011-02-28 | 200 | $15.09 | 254,463 | No | 4 | M | Direct | |
Common Shares, $0.01 Par Value Per Share | Disposition | 2011-02-28 | 200 | $50.00 | 254,263 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, $0.01 Par Value Per Share | Stock Option (right to buy) | Disposition | 2011-02-28 | 200 | $0.00 | 200 | $15.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-03-01 | 2011-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, $0.01 Par Value Per Share | 9,481 | Indirect | By Trust for Daughter |
Common Shares, $0.01 Par Value Per Share | 9,481 | Indirect | By Trust for Daughter |
Common Shares, $0.01 Par Value Per Share | 9,481 | Indirect | By Trust for Son |
Common Shares, $0.01 Par Value Per Share | 13,848 | Indirect | By Revocable Trust |
Common Shares, $0.01 Par Value Per Share | 2,000 | Indirect | By Spouse's Revocable Trust |
Common Shares, $0.01 Par Value Per Share | 73,000 | Indirect | By 2010 GRAT |
Common Shares, $0.01 Par Value Per Share | 42,749 | Indirect | By 401(k) Plan |
Footnotes
- Transaction effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2010.
- Of the 254,263 shares owned directly, 48,051 are restricted stock units including dividend equivalent rights.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.
- Shares held in Mr. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.
- Shares held in Mrs. Harvey's Amended and Restated Revocable Trust, dated December 17, 2007, in which Mr. and Mrs. Harvey serve as trustees.