Filing Details
- Accession Number:
- 0001179110-11-003893
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-02 16:30:22
- Reporting Period:
- 2011-02-28
- Filing Date:
- 2011-03-02
- Accepted Time:
- 2011-03-02 16:30:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
881790 | Hf Financial Corp | HFFC | Savings Institution, Federally Chartered (6035) | 460418532 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1104890 | L Curtis Hage | Hf Financial Corp. 225 S. Main Avenue Sioux Falls SD 57104 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-28 | 1,900 | $11.00 | 94,105 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2011-02-28 | 8,700 | $11.00 | 85,405 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 158,845 | Direct | |
Common Stock | 4,951 | Direct | |
Common Stock | 3,840 | Direct | |
Common Stock | 3,074 | Direct | |
Common Stock | 12,044 | Indirect | By 401(k) |
Common Stock | 13,861 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Ownership (Right to Buy) | $9.92 | 2003-06-30 | 2012-09-11 | 13,667 | 13,667 | Direct |
Common Stock | Employee Stock Ownership (Right to Buy) | $14.75 | 2004-06-30 | 2013-09-10 | 6,354 | 6,354 | Direct |
Common Stock | Employee Stock Ownership (Right to Buy) | $14.88 | 2005-06-30 | 2014-09-08 | 16,665 | 16,665 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-09-11 | 13,667 | 13,667 | Direct |
2013-09-10 | 6,354 | 6,354 | Direct |
2014-09-08 | 16,665 | 16,665 | Direct |
Footnotes
- Mr. Hage disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
- Option becomes exercisable in equal amounts over a 3-year period beginning 06/30/2003.
- Option becomes exercisable in equal amounts over a 3-year period beginning 06/30/2004.
- Option becomes exercisable in equal amounts over a 3-year period beginning 06/30/2005.
- Allocation of shares pursuant to Issuer's Employee Stock Ownership Plan for the Plan Year ended 06/30/2010, of which Reporting Person was notified by a statement issued 08/23/2010.