Filing Details
- Accession Number:
- 0001209191-19-008856
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-11 14:31:26
- Reporting Period:
- 2019-02-07
- Accepted Time:
- 2019-02-11 14:31:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 713676 | Pnc Financial Services Group Inc. | PNC | National Commercial Banks (6021) | 251435979 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1454231 | Q Robert Reilly | The Tower At Pnc Plaza 300 Fifth Avenue Pittsburgh PA 15222-2707 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Acquisiton | 2019-02-07 | 12,361 | $0.00 | 118,671 | No | 4 | M | Direct | |
| $5 Par Common Stock | Disposition | 2019-02-07 | 12,361 | $122.29 | 106,310 | No | 4 | S | Direct | |
| $5 Par Common Stock | Acquisiton | 2019-02-08 | 12,361 | $0.00 | 118,671 | No | 4 | M | Direct | |
| $5 Par Common Stock | Disposition | 2019-02-08 | 12,361 | $122.50 | 106,310 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2019-02-07 | 12,361 | $0.00 | 12,361 | $31.07 |
| $5 Par Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2019-02-08 | 12,361 | $0.00 | 12,361 | $31.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,929 | 2012-01-26 | 2019-02-12 | No | 4 | M | Direct |
| 0 | 2012-01-26 | 2019-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| $5 Par Common Stock | 1,475 | Indirect | 401(k) Plan |
Footnotes
- The amount of securities beneficially owned represents the number of shares of common stock indirectly held for the account of the reportingperson under The PNC Financial Services Group, Inc. ("PNC") Incentive Savings Plan (the "ISP"). Shares of PNC common stock are not directlyallocated to ISP participants, but instead are held in a unitized fund, approximately 98% of which consists of PNC common stock, and theremainder of which is invested in a money market fund. The amount of securities beneficially owned reflects 22 shares indirectly acquired for theaccount of the reporting person under the ISP in transactions exempt from reporting under Rule 16a-3(f)(1)(i)(B) that occurred subsequent to thedate of the reporting person's most recent filing on Form 4 providing Table I information. The percentage of assets in the unitized fundinvestment option that are deemed to be invested in PNC common stock may vary from time to time.
- Remaining options were forfeited in accordance with restrictions imposed by the U.S. Department of the Treasury's Troubled Asset Relief Program.
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