Filing Details
- Accession Number:
- 0001474506-19-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-11 13:35:50
- Reporting Period:
- 2019-02-07
- Accepted Time:
- 2019-02-11 13:35:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611277 | Helix Tcs Inc. | HLIX | Services-Detective, Guard & Armored Car Services (7381) | 814046024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1698013 | L Zachary Venegas | C/O Helix Tcs, Inc. 10200 E. Girard Avenue, Suite B420 Denver CO 80231 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-02-07 | 1,205 | $1.47 | 22,444,492 | No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
| Common Stock | Disposition | 2019-02-08 | 1,795 | $1.41 | 22,442,697 | No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
| No | 4 | S | Indirect | As Controlling Manager and Member of Helix Opportunities, LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $2.27 | 2023-02-15 | 40,000 | 40,000 | Direct | |
| Common Stock | Common Stock | $2.27 | 2028-02-15 | 450,000 | 450,000 | Direct | |
| Common Stock | Common Stock | $0.00 | 1,000,000 | 1,000,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-02-15 | 40,000 | 40,000 | Direct |
| 2028-02-15 | 450,000 | 450,000 | Direct |
| 1,000,000 | 1,000,000 | Indirect |
Footnotes
- The sale was effected pursuant to a Rule 10b5-1 trading plan dated April 13, 2018 executed by Helix Opportunities, LLC.
- Vested in full on April 30, 2018.
- The Class "A" Convertible Preferred Stock includes super majority voting rights and is convertible into 60% of common stock at any time.
- The Class "A" Convertible Preferred Stock does not have an expiration date.
Billionaire Hedge Funds
