Filing Details
- Accession Number:
- 0000851520-19-000020
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2019-02-11 13:05:54
- Reporting Period:
- 2018-12-28
- Accepted Time:
- 2019-02-11 13:05:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851520 | Exponent Inc | EXPO | Services-Management Consulting Services (8742) | 770218904 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1686997 | John Pye | 149 Commonweath Drive Menlo Park CA 94025 | Group Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-03-30 | 38 | $37.36 | 16,555 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2018-06-29 | 35 | $45.89 | 25,907 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2018-09-28 | 27 | $50.92 | 25,934 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2018-12-28 | 34 | $47.42 | 25,968 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Dividend Equivalent Rights | Acquisiton | 2018-12-28 | 42 | $0.00 | 42 | $0.00 |
| Common Stock | Dividend Equivalent Rights | Acquisiton | 2018-12-28 | 47 | $0.00 | 47 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 140 | 2019-03-13 | 2019-03-13 | No | 5 | A | Direct |
| 139 | 2020-03-11 | 2020-03-11 | No | 5 | A | Direct |
Footnotes
- Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.
- 1-for-1.
- The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2018.
- Not applicable.
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