Filing Details
- Accession Number:
- 0001041339-19-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-11 11:51:37
- Reporting Period:
- 2019-02-08
- Accepted Time:
- 2019-02-11 11:51:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 791963 | Oppenheimer Holdings Inc | OPY | Security Brokers, Dealers & Flotation Companies (6211) | 980080034 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1041339 | G Albert Lowenthal | 188 Mamaroneck Rd Scarsdale NY 10583 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Voting Common Stock | Acquisiton | 2019-02-08 | 1,007 | $26.33 | 97,128 | No | 4 | P | Indirect | Phase II Financial Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Phase II Financial Inc. |
Footnotes
- Phase II Financial Inc. is a Delaware corporation controlled by Mr. Lowenthal who is its president.
Billionaire Hedge Funds
