Filing Details
- Accession Number:
- 0001127602-19-004994
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-11 09:53:31
- Reporting Period:
- 2019-02-07
- Accepted Time:
- 2019-02-11 09:53:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1515709 | C Nicholas Gangestad | 3M Center St. Paul MN 55144-1000 | Sr. Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-02-07 | 1,500 | $0.00 | 33,691 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2019-02-07 | 2,800 | $201.43 | 30,891 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 100 | $201.45 | 30,791 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 100 | $201.47 | 30,691 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-07 | 1,681 | $78.72 | 32,372 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-07 | 1,181 | $201.15 | 31,191 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 202 | $201.17 | 30,989 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 98 | $201.20 | 30,891 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 100 | $201.20 | 30,791 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 100 | $201.20 | 30,691 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2019-02-07 | 1,681 | $0.00 | 1,681 | $78.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-09 | 2020-02-07 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010).
Billionaire Hedge Funds
