Filing Details
- Accession Number:
- 0001127602-19-004988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-11 09:25:20
- Reporting Period:
- 2019-02-07
- Accepted Time:
- 2019-02-11 09:25:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608409 | T Jon Lindekugel | 3M Center St. Paul MN 55144-1000 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-07 | 5,940 | $89.47 | 16,415 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-07 | 5,528 | $199.63 | 10,887 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 100 | $199.63 | 10,787 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 100 | $199.64 | 10,687 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 2 | $199.65 | 10,685 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 200 | $199.66 | 10,485 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-02-07 | 10 | $199.66 | 10,475 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2019-02-07 | 5,940 | $0.00 | 5,940 | $89.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-08 | 2021-02-08 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired under 3M's General Employee Stock Purchase Plan.
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