Filing Details
- Accession Number:
- 0001127602-19-004720
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-08 13:12:59
- Reporting Period:
- 2019-02-06
- Accepted Time:
- 2019-02-08 13:12:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1673358 | Yum China Holdings Inc. | YUMC | Retail-Eating Places (5812) | 812421743 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685727 | Shella Ng | Yum China Building 20 Tian Yao Qiao Road Shanghai F4 200030 | Chief Legal Officer, Corp. Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-06 | 11,502 | $22.32 | 43,238 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-06 | 6,211 | $41.34 | 37,027 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-02-06 | 5,291 | $41.32 | 31,736 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2019-02-06 | 11,502 | $0.00 | 11,502 | $22.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-06 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $41.3146 to $41.3246. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Vested in full.
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