Filing Details
- Accession Number:
- 0000707549-19-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-07 20:26:37
- Reporting Period:
- 2019-02-06
- Accepted Time:
- 2019-02-07 20:26:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185730 | Kevin Jennings | C/O Lam Research Corporation 4560 Cushing Parkway Fremont CA 94538 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-02-06 | 139 | $180.00 | 8,887 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-06 | 1,553 | $119.67 | 10,440 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-06 | 1,553 | $180.00 | 8,887 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-02-06 | 1,553 | $119.67 | 1,553 | $119.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,107 | 2024-03-01 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to 10b5-1 Trading Plan.
- Amount reported includes shares subject to unvested Restricted Stock Units.
- Shares exercised pursuant to 10b5-1 Trading Plan.
- 33.3% of the stock options will vest on 3/1/2018, 3/1/2019, and 3/1/2020.
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