Filing Details
- Accession Number:
- 0001209191-19-008315
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-07 20:15:37
- Reporting Period:
- 2019-02-05
- Accepted Time:
- 2019-02-07 20:15:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616862 | Axalta Coating Systems Ltd. | AXTA | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 981073028 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1620394 | M. Sean Lannon | Two Commerce Square 2001 Market Street Suite 3600 Philadelphia PA 19103 | Svp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2019-02-05 | 866 | $0.00 | 14,119 | No | 4 | M | Direct | |
Common Shares | Disposition | 2019-02-06 | 426 | $26.51 | 13,693 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2019-02-06 | 848 | $0.00 | 14,541 | No | 4 | M | Direct | |
Common Shares | Disposition | 2019-02-07 | 389 | $26.02 | 14,152 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Restricted Stock Unit | Disposition | 2019-02-05 | 866 | $0.00 | 866 | $0.00 |
Common Shares | Restricted Stock Unit | Disposition | 2019-02-06 | 848 | $0.00 | 848 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,733 | No | 4 | M | Direct | ||
848 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common shares on a one-for-one basis.
- The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.
- On February 5, 2018, the reporting person was granted 2,599 restricted stock units, vesting in three equal annual installments beginning on February 5, 2019.
- On February 6, 2017, the reporting person was granted 2,544 restricted stock units, vesting in three equal annual installments beginning on February 6, 2018.