Filing Details

Accession Number:
0001001250-19-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-07 09:32:58
Reporting Period:
2019-02-05
Accepted Time:
2019-02-07 09:32:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204538 E Sara Moss The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Exec. Vp, Gen. Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-02-05 22,788 $77.35 88,957 No 4 M Indirect Through a revocable trust.
Class A Common Stock Disposition 2019-02-05 22,788 $150.10 66,169 No 4 S Indirect Through a revocable trust.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect Through a revocable trust.
No 4 S Indirect Through a revocable trust.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (Right to Buy) Disposition 2019-02-05 22,788 $0.00 22,788 $77.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,395 2025-09-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 5,777 Indirect Through a grantor retained annuity trust.
Class A Common Stock 6,697 Direct
Footnotes
  1. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 11,394 shares exercisable from and after January 1, 2017; 11,394 shares exercisable from and after January 1, 2018; and 11,395 shares exercisable from and after January 1, 2019.
  2. The sales of the shares of Class A Common Stock were made pursuant to a Rule 10b5-1(c) trading plan, entered into on December 6, 2018.
  3. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  4. Sales prices range from $150.00 to $150.33 per share, inclusive.
  5. Not applicable.