Filing Details
- Accession Number:
- 0001209191-19-007878
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-06 19:04:50
- Reporting Period:
- 2018-08-10
- Accepted Time:
- 2019-02-06 19:04:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403475 | Bank Of Marin Bancorp | BMRC | State Commercial Banks (6022) | 208859754 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403538 | Peter Pelham | 504 Redwood Boulevard, Suite 100 Novato CA 94947 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-27 | 9,555 | $0.00 | 19,110 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2019-02-05 | 8,000 | $11.13 | 27,110 | No | 4 | X | Direct | |
Common Stock | Disposition | 2019-02-05 | 8,000 | $41.91 | 19,110 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-08-10 | 21 | $0.00 | 5,589 | No | 4 | J | Indirect | By ESOP |
Common Stock | Acquisiton | 2018-11-08 | 23 | $0.00 | 5,612 | No | 4 | J | Indirect | By ESOP |
Common Stock | Acquisiton | 2018-11-27 | 5,612 | $0.00 | 11,223 | No | 4 | J | Indirect | By ESOP |
Common Stock | Acquisiton | 2018-11-27 | 279 | $0.00 | 558 | No | 4 | J | Indirect | As custodian for grandson under CAUTMA |
Common Stock | Acquisiton | 2018-11-27 | 275 | $0.00 | 550 | No | 4 | J | Indirect | As Custodian for Grandson under CAUTMA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | By ESOP |
No | 4 | J | Indirect | By ESOP |
No | 4 | J | Indirect | By ESOP |
No | 4 | J | Indirect | As custodian for grandson under CAUTMA |
No | 4 | J | Indirect | As Custodian for Grandson under CAUTMA |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to buy) | Disposition | 2019-02-05 | 8,000 | $11.13 | 8,000 | $11.13 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-04-01 | No | 4 | X | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to buy) | $16.55 | 2020-04-01 | 3,500 | 3,500 | Direct | |
Common Stock | Stock Options (Right to buy) | $19.00 | 2021-04-01 | 3,300 | 3,300 | Direct | |
Common Stock | Stock Options (Right to buy) | $19.09 | 2022-04-02 | 5,300 | 5,300 | Direct | |
Common Stock | Stock Options (Right to buy) | $19.68 | 2023-04-01 | 3,200 | 3,200 | Direct | |
Common Stock | Stock Options (Right to Buy) | $22.94 | 2024-04-01 | 3,100 | 3,100 | Direct | |
Common Stock | Stock Options (Right to buy) | $25.38 | 2025-03-02 | 5,200 | 5,200 | Direct | |
Common Stock | Stock Options (Right to buy) | $24.83 | 2026-03-01 | 5,280 | 5,280 | Direct | |
Common Stock | Stock Options (Right to buy) | $34.80 | 2027-03-01 | 3,520 | 3,520 | Direct | |
Common Stock | Stock Options (Right to buy) | $33.58 | 2028-03-01 | 3,920 | 3,920 | Direct | |
Common Stock | Stock Options (Right to buy) | $33.58 | 2028-03-01 | 1,900 | 1,900 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-04-01 | 3,500 | 3,500 | Direct |
2021-04-01 | 3,300 | 3,300 | Direct |
2022-04-02 | 5,300 | 5,300 | Direct |
2023-04-01 | 3,200 | 3,200 | Direct |
2024-04-01 | 3,100 | 3,100 | Direct |
2025-03-02 | 5,200 | 5,200 | Direct |
2026-03-01 | 5,280 | 5,280 | Direct |
2027-03-01 | 3,520 | 3,520 | Direct |
2028-03-01 | 3,920 | 3,920 | Direct |
2028-03-01 | 1,900 | 1,900 | Direct |
Footnotes
- On November 27, 2018, the common stock of Bank of Marin Bancorp split 2-for-1, resulting in the reporting person's ownership of 9,555 additional shares of common stock.
- Exempt under Rule 16A-11 Additional shares resulting from dividend reinvestments
- On November 27, 2018, the common stock of Bank of Marin Bancorp split 2-for-1, resulting in the reporting person's ownership of 5,611.7184 additional shares of common stock.
- On November 27, 2018, the common stock of Bank of Marin Bancorp split 2-for-1, resulting in the reporting person's ownership of 279 additional shares of common stock.
- On November 27, 2018, the common stock of Bank of Marin Bancorp split 2-for-1, resulting in the reporting person's ownership of 275 additional shares of common stock.
- Exercisable 20% per year beginning on first anniversary date of grant
- This option was previously reported as covering 4,000 shares at an exercise price of $22.25 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
- This option was previously reported as covering 1,750 shares at an exercise price of $33.10 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
- This option was previously reported as covering 1,650 shares at an exercise price of $38.00 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
- This option was previously reported as covering 2,650 shares at an exercise price of $38.18 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
- This option was previously reported as covering 1,600 shares at an exercise price of $39.35 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
- This option was previously reported as covering 1,550 shares at an exercise price of $45.88 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
- This option was previously reported as covering 2,600 shares at an exercise price of $50.75 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
- Exercisable 33% per year beginning on first anniversary date of grant
- This option was previously reported as covering 2,640 shares at an exercise price of $49.65 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
- This option was previously reported as covering 1,760 shares at an exercise price of $69.60 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
- This option was previously reported as covering 1,960 shares at an exercise price of $67.15 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.
- Exercisable 33% immediately, then 33% per year on first anniversary date of grant.
- This option was previously reported as covering 950 shares at an exercise price of $67.15 per share, but was adjusted to reflect the stock split that occurred on November 27, 2018.