Filing Details
- Accession Number:
- 0001503453-19-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-06 16:04:49
- Reporting Period:
- 2019-02-04
- Accepted Time:
- 2019-02-06 16:04:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001902 | Intevac Inc | IVAC | Special Industry Machinery, Nec (3559) | 943125814 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1237663 | Timothy Justyn | 3560 Bassett Street Santa Clara CA 95054 | Evp & General Manager, | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-04 | 5,998 | $3.91 | 104,764 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-04 | 5,998 | $5.41 | 98,766 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-02-05 | 4,002 | $3.91 | 102,768 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-05 | 4,002 | $5.41 | 98,766 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-02-04 | 5,998 | $3.91 | 5,998 | $3.91 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2019-02-05 | 4,002 | $3.91 | 4,002 | $3.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,002 | 2010-02-27 | 2019-02-27 | No | 4 | M | Direct |
| 0 | 2010-02-27 | 2019-02-27 | No | 4 | M | Direct |
Footnotes
- The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date.
Billionaire Hedge Funds
