Filing Details
- Accession Number:
- 0000350894-19-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-06 14:30:24
- Reporting Period:
- 2019-02-04
- Accepted Time:
- 2019-02-06 14:30:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191733 | Wayne Withrow | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Purchase) | Acquisiton | 2019-02-04 | 300 | $17.65 | 32,014 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-04 | 300 | $49.74 | 31,714 | No | 4 | S | Direct | |
| Stock Option (Right To Purchase) | Acquisiton | 2019-02-05 | 15,500 | $17.65 | 47,214 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-05 | 15,500 | $50.00 | 31,714 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-04 | 585 | $0.00 | 31,129 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2019-02-04 | 300 | $17.65 | 300 | $17.65 |
| Stock Option (Right To Purchase) | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2019-02-05 | 15,500 | $17.65 | 15,500 | $17.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,703 | 2011-02-25 | 2019-12-15 | No | 4 | M | Direct |
| 9,203 | 2011-02-25 | 2019-12-15 | No | 4 | M | Direct |
Footnotes
- The 585 shares of SEIC were all gifted as of September 4, 2018.
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