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Filing Details

Accession Number:: 0001127602-19-004148
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-02-05 17:02:46
Reporting Period:: 2019-02-01

Accepted Time:: 2019-02-05 17:02:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
72207	Noble Energy Inc	NBL	Crude Petroleum & Natural Gas (1311)	730785597

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1477029	M. Kenneth Fisher	1001 Noble Energy Way Houston TX 77070	Exec. Vp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Noble Energy, Inc. Common Stock	Disposition	2019-02-01	2,950	$22.39	215,854	No	4	F	Direct
Noble Energy, Inc. Common Stock	Disposition	2019-02-01	2,529	$22.39	213,325	No	4	F	Direct
Noble Energy, Inc. Common Stock	Disposition	2019-02-01	24,012	$0.00	189,313	No	4	D	Direct
Noble Energy, Inc. Common Stock	Acquisiton	2019-02-01	26,239	$0.00	215,552	No	4	A	Direct
Noble Energy, Inc. Common Stock	Disposition	2019-02-05	16,564	$22.89	198,988	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	F	Direct
No	4	D	Direct
No	4	A	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Noble Energy, Inc. Common Stock	Phantom Unit	Disposition	2019-02-01	24,012	$0.00	24,012	$0.00
Noble Energy, Inc. Common Stock	Employee Stock Option Grant (Right to Buy)	Acquisiton	2019-02-01	46,565	$0.00	46,565	$22.39
Noble Energy, Inc. Common Stock	Phantom Unit	Acquisiton	2019-02-01	10,495	$0.00	10,495	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2019-02-01	2019-02-01	No	4	J	Direct
46,565		2029-02-01	No	4	A	Direct
10,495	2022-02-01	2022-02-01	No	4	A	Direct

Footnotes

Reflects shares relinquished to Noble Energy, Inc. by the reporting person out of, and to cover estimated tax withholding for, restricted shares granted on February 1, 2017, and vesting on February 1, 2019. The stock price reflected in Table I Column 4 was determined based on "fair market value," defined in the 1992 Plan for this transaction as the closing trading price of Noble Energy, Inc. common stock on the NYSE on February 1, 2019.
Reflects shares relinquished to Noble Energy, Inc. by the reporting person out of, and to cover estimated tax withholding for, restricted shares granted on February 1, 2018, and vesting on February 1, 2019. The stock price reflected in Table I Column 4 was determined based on "fair market value," defined in the 2017 Plan for this transaction as the closing trading price of Noble Energy, Inc. common stock on the NYSE on February 1, 2019.
Reflects unvested shares of performance restricted stock granted on February 1, 2016 forfeited to Noble Energy, Inc. on February 1, 2019.
Restricted shares of Noble Energy, Inc. Common Stock subject to vesting 40% after year one, 40% after year two and the final 20% after year three, granted under the 2017 Plan.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The sale price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.79 to $22.99, inclusive. The reporting person undertakes to provide to Noble Energy, Inc., any shareholder of Noble Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Each phantom unit is the economic equivalent of one share of Noble Energy, Inc. Common Stock, to be settled in cash upon vesting and subject to a maximum settlement value of $126.60 per unit plus the equivalent value of accrued and unpaid dividends. Phantom units were granted under the 1992 Plan and will vest three years after the date of grant upon, and subject to a formula related to, the Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group.
Reflects unvested performance phantom units granted on February 1, 2016 forfeited to Noble Energy, Inc. on February 1, 2019.
The option is exercisable in three equal annual installments beginning one year after the date of grant, granted under the 2017 Plan.
Each phantom unit is the economic equivalent of one share of Noble Energy, Inc. Common Stock to be settled in cash upon vesting plus the equivalent value of accrued and unpaid dividends. Phantom units were granted under the 2017 Plan and will vest 100% three years after the date of grant.