Filing Details
- Accession Number:
- 0000897101-19-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-05 13:24:02
- Reporting Period:
- 2019-02-01
- Accepted Time:
- 2019-02-05 13:24:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88790 | Intricon Corp | IIN | Electronic Components & Accessories (3670) | 231069060 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421263 | Greg Gruenhagen | C/O Intricon Corporation 1260 Red Fox Road Arden Hills MN 55112 | Vp, Corp. Qlty. & Reg. Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-02-01 | 1,812 | $4.53 | 4,049 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-02-01 | 312 | $26.34 | 3,737 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-02-04 | 1,500 | $26.21 | 2,237 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2019-02-04 | 1,812 | $0.00 | 1,812 | $4.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,368 | 2021-04-26 | No | 4 | M | Direct |
Footnotes
- "Net exercise" resulting in net acquisition of 1,500 shares.
- These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on 11/30/2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.965 to $26.44, inclusive. The reporting person undertakes to provide to IntriCon Corporation, any security holder of IntriCon Corporation and the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This option is fully vested and may be exercised immediately.
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