Filing Details
- Accession Number:
- 0001079023-11-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-02 14:38:47
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-02
- Accepted Time:
- 2011-03-02 14:38:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1079023 | Varian Semiconductor Equipment Associates Inc | VSEA | Special Industry Machinery, Nec (3559) | 770501994 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192445 | J Robert Halliday | 35 Dory Road Gloucester MA 01930 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-01 | 8,181 | $17.08 | 83,149 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-01 | 8,181 | $47.00 | 74,968 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-01 | 1,169 | $18.42 | 76,137 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-01 | 1,169 | $47.00 | 74,968 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-03-01 | 6,568 | $47.00 | 68,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-03-01 | 8,181 | $47.00 | 8,181 | $17.08 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-03-01 | 1,169 | $47.00 | 1,169 | $18.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 57,269 | 2009-11-24 | 2015-11-24 | No | 4 | M | Direct |
| 9,350 | 2010-02-26 | 2016-02-26 | No | 4 | M | Direct |
Footnotes
- The Options were granted on November 24, 2008 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on November 24, 2012.
- The Options were granted on February 26, 2009 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on February 26, 2013.
Billionaire Hedge Funds
