Filing Details
- Accession Number:
- 0001209191-19-007121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-04 19:24:55
- Reporting Period:
- 2019-01-31
- Accepted Time:
- 2019-02-04 19:24:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616862 | Axalta Coating Systems Ltd. | AXTA | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 981073028 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1620396 | F. Joseph Mcdougall | Two Commerce Square 2001 Market Street Suite 3600 Philadelphia PA 19103 | Evp & Pres., Global Refinish | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2019-01-31 | 11,570 | $0.00 | 85,337 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2019-02-01 | 5,474 | $25.77 | 79,863 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Restricted Stock Units | Disposition | 2019-01-31 | 11,570 | $0.00 | 11,570 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34,710 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.
- The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.77 to $25.78. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.
Billionaire Hedge Funds
