Filing Details

Accession Number:
0001501570-19-000048
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-04 16:48:41
Reporting Period:
2019-01-31
Accepted Time:
2019-02-04 16:48:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501570 Veritex Holdings Inc. VBTX State Commercial Banks (6022) 270973566
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1707712 Iii N Ned Fleming C/O Veritex Holdings, Inc.
8214 Westchester Drive, Suite 800
Dallas TX 75225
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-31 1,500 $25.83 1,500 No 4 P Indirect By Wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Wife
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,000 Direct
Common Stock 875 Indirect See Footnotes
Footnotes
  1. Mr. Fleming serves as director of SunTx Capital II Management Corp. (the "Fund GP Corp"), which acts as the general partner of SunTx Capital Partners II GP, LP (the "Fund GP"), the general partner of SunTx Veritex Holdings, LP, a Delaware limited partnership (the "Fund"), and which serves as the investment manager to the Fund. As a result of this relationship, Mr. Fleming received a seat on the Board and was acting as a representative of the Fund until the Fund no longer directly held shares of the Issuer's common stock. However, during such time, Mr. Fleming received restricted stock units in his capacity as a representative of the Fund. Pursuant to the offering documents of the Fund, the Fund is entitled to an indirect pecuniary interest in the 875 shares of the Issuer's common stock received by Mr. Fleming upon the vesting of such restricted stock units. (Continued in Footnote 2)
  2. (Continued from Footnote 1) Solely as a result of his ownership interest in the Fund, including through the Fund GP Corp, Mr. Fleming may be deemed to have an indirect pecuniary interest in the 875 shares of the Issuer's common stock (i.e. no direct pecuniary interest) as reported in Table I. Mr. Fleming disclaims beneficial ownership of these securities, except to the extent of Mr. Fleming's pecuniary interest in the securities.