Filing Details
- Accession Number:
- 0001683168-19-000249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-04 16:05:12
- Reporting Period:
- 2019-01-31
- Accepted Time:
- 2019-02-04 16:05:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158114 | Applied Optoelectronics Inc. | AAOI | Semiconductors & Related Devices (3674) | 760533927 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587599 | J. Stefan Murry | C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par Value | Disposition | 2019-01-31 | 190 | $17.32 | 62,065 | No | 4 | F | Direct | |
| Common Stock, $.001 Par Value | Disposition | 2019-02-01 | 1,000 | $17.37 | 61,065 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock award granted on January 30, 2015.
- The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 14, 2018.
Billionaire Hedge Funds
