Filing Details
- Accession Number:
- 0001127602-19-003719
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-02-04 16:00:28
- Reporting Period:
- 2018-12-27
- Accepted Time:
- 2019-02-04 16:00:28
- Original Submission Date:
- 2018-12-31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1726990 | Lauran Rankin | 5875 Landerbrook Drive, Suite 300 Cleveland OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-12-27 | 1 | $58.03 | 90 | No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates V |
| Class A Common Stock | Acquisiton | 2018-12-27 | 1 | $57.52 | 199 | No | 4 | P | Indirect | Spouse's proportionate interests in shares held by Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2018-12-27 | 1 | $57.52 | 281 | No | 4 | P | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2018-12-27 | 3 | $58.03 | 202 | No | 4 | P | Indirect | Spouse's proportionate interests in shares held by Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2018-12-27 | 4 | $58.03 | 285 | No | 4 | P | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2018-12-27 | 8 | $58.03 | 527 | No | 4 | P | Indirect | Child's proportionate limited partnership interest in shares held by RA VI |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Spouse's proportionate interest in shares held by Rankin Associates V |
| No | 4 | P | Indirect | Spouse's proportionate interests in shares held by Rankin Associates VI |
| No | 4 | P | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI |
| No | 4 | P | Indirect | Spouse's proportionate interests in shares held by Rankin Associates VI |
| No | 4 | P | Indirect | Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI |
| No | 4 | P | Indirect | Child's proportionate limited partnership interest in shares held by RA VI |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 669 | Indirect | Child's proportionate limited partnership interest in shares held by RA II LP |
| Class A Common Stock | 10,895 | Indirect | Spouse's proportionate interests in shares held by Rankin Associates II |
| Class A Common Stock | 769 | Indirect | Held by a Trust for the benefit of Reporting Person's Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 669 | 669 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 10,895 | 10,895 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 10,027 | 10,027 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 669 | 669 | Indirect | |
| 10,895 | 10,895 | Indirect | |
| 10,027 | 10,027 | Indirect |
Footnotes
- Shares purchased pursuant to 10b5-1 plan
- 2018-Dec-27 -Block 1 Weighted Average- Share Price represents average price between $58.00 and 58.65.
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A
Billionaire Hedge Funds
