Filing Details
- Accession Number:
- 0001127602-19-003716
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-02-04 15:57:25
- Reporting Period:
- 2018-11-30
- Accepted Time:
- 2019-02-04 15:57:25
- Original Submission Date:
- 2018-12-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457280 | T Lynne Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-11-30 | 3 | $64.88 | 452 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | Acquisiton | 2018-11-30 | 3 | $64.88 | 452 | No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
| No | 4 | P | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 569 | Indirect | child's proportionate limited partnership interest in shares held by Rankin Associates II |
| Class A Common Stock | 9,562 | Indirect | Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
| Class A Common Stock | 81 | Indirect | Spouse's proportionate interest in shares held by Rankin Associates V |
| Class A Common Stock | 381 | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
| Class A Common Stock | 15,853 | Indirect | Shares held by Spouse. |
| Class A Common Stock | 563 | Direct | |
| Class A Common Stock | 862 | Indirect | proportionate limited partnership interests in shares held by Rankin Associates II, L.P |
| Class A Common Stock | 453 | Indirect | Reporting Person's proportionate interest in shares held in Rankin Associates VI |
| Class A Common Stock | 761 | Indirect | Minor child?s proportionate interests in shares held by Rankin Associates II. |
| Class A Common Stock | 1,860 | Indirect | Spouse is co-trustee of Trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares. |
| Class A Common Stock | 452 | Indirect | Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares |
| Class A Common Stock | 645 | Indirect | Spouse serves as co-trustee of a trust for the benefit of minor niece. |
| Class A Common Stock | 1,712 | Indirect | Spouse is co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares |
| Class A Common Stock | 563 | Indirect | Reporting Person's Spouse is co-trustee of the trust of minor nephew |
| Class A Common Stock | 452 | Indirect | Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 569 | 569 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 9,562 | 9,562 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 15,683 | 15,683 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 563 | 563 | Direct | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 862 | 862 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 761 | 761 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 1,860 | 1,860 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 645 | 645 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 1,712 | 1,712 | Indirect | ||
| Class A Common Stock | Class B Common Stock | $0.00 | 563 | 563 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 569 | 569 | Indirect | |
| 9,562 | 9,562 | Indirect | |
| 15,683 | 15,683 | Indirect | |
| 563 | 563 | Direct | |
| 862 | 862 | Indirect | |
| 761 | 761 | Indirect | |
| 1,860 | 1,860 | Indirect | |
| 645 | 645 | Indirect | |
| 1,712 | 1,712 | Indirect | |
| 563 | 563 | Indirect |
Footnotes
- Shares purchased pursuant to 10b5-1 plan
- 2018-Nov-30-Weighted Average - Share Price represents average price between $64.31 and $64.99.
- Reporting Person disclaims beneficial ownership of all such shares.
- N/A
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