Filing Details
- Accession Number:
- 0001567619-19-002192
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-01 21:16:32
- Reporting Period:
- 2019-01-30
- Accepted Time:
- 2019-02-01 21:16:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575793 | Energous Corp | WATT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366294 | J Brian Sereda | C/O Energous Corporation 3590 North First Street, Suite 210 San Jose CA 95134 | Senior Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-30 | 12,640 | $0.00 | 124,391 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-01-30 | 3,792 | $7.40 | 120,599 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,015 | Indirect | By the Sereda Family Trust |
Footnotes
- Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan.
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the acquisition of stock reported on this Form 4 pursuant to the satisfaction of performance criteria. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.