Filing Details

Accession Number:
0001209191-19-006638
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-01 20:34:33
Reporting Period:
2019-01-31
Accepted Time:
2019-02-01 20:34:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
897448 Amarin Corp Plc AMRN Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1408920 T Joseph Kennedy C/O Amarin Pharma, Inc.
1430 Route 206
Bedminster NJ 07921
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2019-01-31 1,953 $1.02 1,953 No 4 M Direct
Ordinary Shares Acquisiton 2019-01-31 2,604 $1.40 4,557 No 4 M Direct
Ordinary Shares Acquisiton 2019-01-31 18,749 $2.50 23,306 No 4 M Direct
Ordinary Shares Acquisiton 2019-01-31 3,437 $2.95 26,743 No 4 M Direct
Ordinary Shares Acquisiton 2019-01-31 2,437 $3.80 29,180 No 4 M Direct
Ordinary Shares Acquisiton 2019-01-31 26,666 $0.00 55,846 No 4 M Direct
Ordinary Shares Acquisiton 2019-01-31 36,000 $0.00 91,846 No 4 M Direct
Ordinary Shares Acquisiton 2019-01-31 26,000 $0.00 117,846 No 4 M Direct
Ordinary Shares Disposition 2019-01-31 43,962 $16.94 73,884 No 4 F Direct
Ordinary Shares Disposition 2019-01-31 42,624 $17.49 31,260 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (Right to Buy) Disposition 2019-01-31 1,953 $0.00 1,953 $1.02
Ordinary Shares Stock Option (Right to Buy) Disposition 2019-01-31 2,604 $0.00 2,604 $1.40
Ordinary Shares Stock Option (Right to Buy) Disposition 2019-01-31 18,749 $0.00 18,749 $2.50
Ordinary Shares Stock Option (Right to Buy) Disposition 2019-01-31 3,437 $0.00 3,437 $2.95
Ordinary Shares Stock Option (Right to Buy) Disposition 2019-01-31 2,437 $0.00 2,437 $3.80
Ordinary Shares Restricted Stock Units Disposition 2019-01-31 26,666 $0.00 26,666 $0.00
Ordinary Shares Restricted Stock Units Disposition 2019-01-31 36,000 $0.00 36,000 $0.00
Ordinary Shares Restricted Stock Units Disposition 2019-01-31 26,000 $0.00 26,000 $0.00
Ordinary Shares Restricted Stock Units Acquisiton 2019-02-01 38,200 $0.00 38,200 $0.00
Ordinary Shares Stock Option (Right to Buy) Acquisiton 2019-02-01 53,500 $0.00 53,500 $16.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-02-01 No 4 M Direct
31,250 2026-01-31 No 4 M Direct
93,762 2025-07-06 No 4 M Direct
82,500 2027-02-01 No 4 M Direct
87,750 2028-02-01 No 4 M Direct
0 No 4 M Direct
36,000 No 4 M Direct
52,000 No 4 M Direct
38,200 No 4 A Direct
53,500 2029-02-01 No 4 A Direct
Footnotes
  1. Multiple reportable transactions are reported in the Form 4 including grants of options, grants of restricted stock units, exercise of previously granted options, vesting of previously granted restricted stock units and sale of certain shares. The market sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  2. The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
  3. Please see the section titled "Remarks" below for additional information.
  4. On February 1, 2016, the Reporting Person was granted 80,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). These RSUs vest in three equal installments on each of January 31, 2017, January 31, 2018 and January 31, 2019. The third and final vesting event occurred on January 31, 2019.
  5. Not applicable.
  6. On February 1, 2017, the Reporting Person was granted 108,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2018, January 31, 2019 and January 31, 2020. The second vesting event occurred on January 31, 2019.
  7. On February 1, 2018, the Reporting Person was granted 78,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2019, January 31, 2020 and January 31, 2021. The first vesting event occurred on January 31, 2019.
  8. Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.05 to $17.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  10. On February 2, 2015, the Reporting Person was granted an option to purchase 93,750 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on February 28, 2015.
  11. On February 1, 2016, the Reporting Person was granted an option to purchase 125,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on February 29, 2016.
  12. On July 6, 2015, the Reporting Person was granted an option to purchase 900,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on July 31, 2015.
  13. On February 1, 2017, the Reporting Person was granted an option to purchase 165,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on February 28, 2017.
  14. On February 1, 2018, the Reporting Person was granted an option to purchase 117,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on February 28, 2018.
  15. Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.
  16. On February 1, 2019, the Reporting Person was granted 38,200 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2020, January 31, 2021 and January 31, 2022.
  17. On February 1, 2019, the Reporting Person was granted an option to purchase 53,500 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 16 equal quarterly installments starting on May 15, 2019.