Filing Details

Accession Number:
0001179110-19-001173
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-02-01 17:44:37
Reporting Period:
2019-01-30
Accepted Time:
2019-02-01 17:44:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1800 Abbott Laboratories ABT Pharmaceutical Preparations (2834) 360698440
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587070 Jaime Contreras 100 Abbott Park Road
Abbott Park IL 60064
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Without Par Value Acquisiton 2019-01-30 46,017 $44.40 100,985 No 4 M Direct
Common Shares Without Par Value Acquisiton 2019-01-30 84,169 $38.40 185,154 No 4 M Direct
Common Shares Without Par Value Acquisiton 2019-01-30 83,951 $47.00 269,105 No 4 M Direct
Common Shares Without Par Value Disposition 2019-01-30 177,457 $70.00 91,648 No 4 S Direct
Common Shares Without Par Value Acquisiton 2019-01-31 62,600 $47.00 154,248 No 4 M Direct
Common Shares Without Par Value Acquisiton 2019-01-31 77,550 $38.40 231,798 No 4 M Direct
Common Shares Without Par Value Disposition 2019-01-31 108,090 $71.68 111,301 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Option (right to buy) Disposition 2019-01-30 46,017 $0.00 46,017 $44.40
Common Shares Option (right to buy) Disposition 2019-01-30 84,169 $0.00 84,169 $38.40
Common Shares Option (right to buy) Disposition 2019-01-30 83,951 $0.00 83,951 $47.00
Common Shares Option (right to buy) Disposition 2019-01-31 62,600 $0.00 62,600 $47.00
Common Shares Option (right to buy) Disposition 2019-01-31 77,550 $0.00 77,550 $38.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
92,032 2018-02-17 2027-02-16 No 4 M Direct
158,410 2017-02-19 2026-02-18 No 4 M Direct
62,600 2016-02-20 2025-02-19 No 4 M Direct
0 2018-02-20 2025-02-19 No 4 M Direct
80,860 2018-02-19 2026-02-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares Without Par Value 22 Indirect Profit Sharing Trust
Common Shares Without Par Value 84,579 Indirect Jaime Contreras Marvan 2006 Living Trust
Common Shares Without Par Value 2,595 Indirect By Spouse
Common Shares Without Par Value 12,081 Indirect Living Trust (by spouse)
Footnotes
  1. Excludes 12,407 shares previously directly owned which were transferred to the Jaime Contreras Marvan 2006 Living Trust on September 21, 2018.
  2. Balance in the Abbott Laboratories Stock Retirement Trust as of January 31, 2019.
  3. Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.
  4. The reporting person disclaims beneficial ownership of all securities held by his spouse.
  5. Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.
  6. Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.