Filing Details
- Accession Number:
- 0001179110-19-001173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-01 17:44:37
- Reporting Period:
- 2019-01-30
- Accepted Time:
- 2019-02-01 17:44:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1800 | Abbott Laboratories | ABT | Pharmaceutical Preparations (2834) | 360698440 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587070 | Jaime Contreras | 100 Abbott Park Road Abbott Park IL 60064 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Without Par Value | Acquisiton | 2019-01-30 | 46,017 | $44.40 | 100,985 | No | 4 | M | Direct | |
Common Shares Without Par Value | Acquisiton | 2019-01-30 | 84,169 | $38.40 | 185,154 | No | 4 | M | Direct | |
Common Shares Without Par Value | Acquisiton | 2019-01-30 | 83,951 | $47.00 | 269,105 | No | 4 | M | Direct | |
Common Shares Without Par Value | Disposition | 2019-01-30 | 177,457 | $70.00 | 91,648 | No | 4 | S | Direct | |
Common Shares Without Par Value | Acquisiton | 2019-01-31 | 62,600 | $47.00 | 154,248 | No | 4 | M | Direct | |
Common Shares Without Par Value | Acquisiton | 2019-01-31 | 77,550 | $38.40 | 231,798 | No | 4 | M | Direct | |
Common Shares Without Par Value | Disposition | 2019-01-31 | 108,090 | $71.68 | 111,301 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Option (right to buy) | Disposition | 2019-01-30 | 46,017 | $0.00 | 46,017 | $44.40 |
Common Shares | Option (right to buy) | Disposition | 2019-01-30 | 84,169 | $0.00 | 84,169 | $38.40 |
Common Shares | Option (right to buy) | Disposition | 2019-01-30 | 83,951 | $0.00 | 83,951 | $47.00 |
Common Shares | Option (right to buy) | Disposition | 2019-01-31 | 62,600 | $0.00 | 62,600 | $47.00 |
Common Shares | Option (right to buy) | Disposition | 2019-01-31 | 77,550 | $0.00 | 77,550 | $38.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
92,032 | 2018-02-17 | 2027-02-16 | No | 4 | M | Direct |
158,410 | 2017-02-19 | 2026-02-18 | No | 4 | M | Direct |
62,600 | 2016-02-20 | 2025-02-19 | No | 4 | M | Direct |
0 | 2018-02-20 | 2025-02-19 | No | 4 | M | Direct |
80,860 | 2018-02-19 | 2026-02-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares Without Par Value | 22 | Indirect | Profit Sharing Trust |
Common Shares Without Par Value | 84,579 | Indirect | Jaime Contreras Marvan 2006 Living Trust |
Common Shares Without Par Value | 2,595 | Indirect | By Spouse |
Common Shares Without Par Value | 12,081 | Indirect | Living Trust (by spouse) |
Footnotes
- Excludes 12,407 shares previously directly owned which were transferred to the Jaime Contreras Marvan 2006 Living Trust on September 21, 2018.
- Balance in the Abbott Laboratories Stock Retirement Trust as of January 31, 2019.
- Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.
- The reporting person disclaims beneficial ownership of all securities held by his spouse.
- Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.
- Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.