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Home > Insider Trading > Filing (0001594628-19-000001)

Filing Details

Accession Number:: 0001594628-19-000001
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2019-02-01 14:42:37
Reporting Period:: 2018-12-31

Accepted Time:: 2019-02-01 14:42:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
791963	Oppenheimer Holdings Inc	OPY	Security Brokers, Dealers & Flotation Companies (6211)	980080034

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1594628	S Robert Lowenthal	C/O Oppenheimer Holdings Inc. 85 Broad Street New York NY 10004		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Non-Voting Common Stock	Acquisiton	2018-02-26	15	$26.95	3,620	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2018-05-25	14	$29.05	3,633	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2018-08-24	12	$33.25	3,645	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
Class A Non-Voting Common Stock	Acquisiton	2018-11-23	14	$28.24	3,659	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401k Plan

Footnotes

The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.