Filing Details
- Accession Number:
- 0001171520-19-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-01 12:44:21
- Reporting Period:
- 2019-01-31
- Accepted Time:
- 2019-02-01 12:44:21
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1271640 | Daniel Zeff | 885 Sixth Street New York NY 10001 | No | No | Yes | No | |
1311997 | Zeff Holding Company, Llc | 885 Sixth Avenue New York NY 10001 | No | No | Yes | No | |
1559603 | Zeff Capital, Lp | 885 Sixth Avenue New York NY 10001 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-31 | 726 | $13.20 | 328,562 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-01-31 | 1,800 | $14.18 | 330,362 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- In addition to Zeff Capital LP, a Delaware limited partnership ("Zeff Capital"), this Form 4 is being filed jointly by Zeff Holding Company, LLC, a Delaware limited liability company ("Zeff Holding"), and Daniel Zeff, a citizen of the United States of America, each of whom has the same business address as Zeff Capital.
- (Continued from footnote 1) Zeff Holding, as the general partner of Zeff Capital, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Zeff Capital, and may be deemed to be the indirect beneficial owner of such shares. Zeff Holding disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein. Mr. Zeff, as the manager of Zeff Holding, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Zeff Capital, and may be deemed to be the indirect beneficial owner of such shares. Mr. Zeff disclaims beneficial ownership of such shares for all other purposes, except to the extent of his pecuniary interest therein.