Filing Details
- Accession Number:
- 0001127602-19-003287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-02-01 11:23:22
- Reporting Period:
- 2019-01-31
- Accepted Time:
- 2019-02-01 11:23:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1263739 | G Inge Thulin | 3M Center St. Paul MN 55144-1000 | Exec Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-01-31 | 13,290 | $78.72 | 243,748 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-01-31 | 500 | $200.01 | 243,248 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-01-31 | 6,090 | $200.02 | 237,158 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-01-31 | 4,700 | $200.03 | 232,458 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-01-31 | 1,288 | $200.03 | 231,170 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-01-31 | 712 | $200.05 | 230,458 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2019-01-31 | 13,290 | $0.00 | 13,290 | $78.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,083 | 2011-02-09 | 2020-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,618 | Indirect | By 401k/paesop Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.
Billionaire Hedge Funds
