Filing Details
- Accession Number:
- 0001185185-11-000241
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-02 12:23:46
- Reporting Period:
- 2011-02-28
- Filing Date:
- 2011-03-02
- Accepted Time:
- 2011-03-02 12:23:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1382219 | Cleantech Innovations Inc. | CTEK | Miscellaneous Fabricated Metal Products (3490) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495837 | Bei Lu | C/O Cleantech Innovations Inc C Dist Maoehan Indy Pk Tieling Eco Dev Z Tieling, Liaoning F4 112616 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.00001 Per Share | Acquisiton | 2011-02-28 | 9,400 | $4.69 | 9,384,748 | No | 4 | P | Direct | |
Common Stock, Par Value $.00001 Per Share | Acquisiton | 2011-03-01 | 42,853 | $4.55 | 9,427,601 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.00001 Per Share | 2,117,691 | Indirect | By Father |
Common Stock, Par Value $.00001 Per Share | 2,117,691 | Indirect | By Mother |
Footnotes
- Ms. Lu disclaims beneficial ownership of all shares of the Issuer beneficially owned or deemed to be beneficially owned directly or indirectly (other than shares in which she has a direct pecuniary interest) by her father, Dianfu Lu, and her mother, Wenge Chen, and this filing shall not be deemed an admission that Ms. Lu is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.