Filing Details

Accession Number:
0001185185-11-000241
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-02 12:23:46
Reporting Period:
2011-02-28
Filing Date:
2011-03-02
Accepted Time:
2011-03-02 12:23:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1382219 Cleantech Innovations Inc. CTEK Miscellaneous Fabricated Metal Products (3490) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495837 Bei Lu C/O Cleantech Innovations Inc
C Dist Maoehan Indy Pk Tieling Eco Dev Z
Tieling, Liaoning F4 112616
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.00001 Per Share Acquisiton 2011-02-28 9,400 $4.69 9,384,748 No 4 P Direct
Common Stock, Par Value $.00001 Per Share Acquisiton 2011-03-01 42,853 $4.55 9,427,601 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.00001 Per Share 2,117,691 Indirect By Father
Common Stock, Par Value $.00001 Per Share 2,117,691 Indirect By Mother
Footnotes
  1. Ms. Lu disclaims beneficial ownership of all shares of the Issuer beneficially owned or deemed to be beneficially owned directly or indirectly (other than shares in which she has a direct pecuniary interest) by her father, Dianfu Lu, and her mother, Wenge Chen, and this filing shall not be deemed an admission that Ms. Lu is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.