Filing Details
- Accession Number:
- 0001514179-11-000005
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-03-02 12:12:08
- Reporting Period:
- 2011-02-28
- Filing Date:
- 2011-03-02
- Accepted Time:
- 2011-03-02 12:12:08
- Original Submission Date:
- 2011-03-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
887396 | Empire Petroleum Corp | EMPR | Crude Petroleum & Natural Gas (1311) | 731238709 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1514179 | R Kevin Seth | 350 Park Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-21 | 111,111 | $0.09 | 111,111 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2009-10-26 | 142,857 | $0.07 | 253,968 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2009-10-26 | 357,143 | $0.07 | 357,143 | No | 4 | P | Indirect | By LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right To Buy) | Acquisiton | 2011-02-28 | 150,000 | $0.00 | 150,000 | $0.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
150,000 | 2011-02-28 | 2021-02-28 | No | 4 | A | Direct |
Footnotes
- These shares are held by Edgewood Management LLC Retirement plan F/B/O Kevin R. Seth