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Filing Details

Accession Number:: 0001209191-19-006211
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-01-31 17:19:09
Reporting Period:: 2019-01-29

Accepted Time:: 2019-01-31 17:19:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1689923	Alteryx Inc.	AYX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1426395	M Christopher Lal	C/O Alteryx, Inc. 3345 Michelson Drive, Suite 400 Irvine CA 92612	Svp, Gc & Corp. Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2019-01-29	1,574	$0.00	21,458	No	4	C	Direct
Class A Common Stock	Disposition	2019-01-29	1,574	$67.71	19,884	No	4	S	Direct
Class A Common Stock	Acquisiton	2019-01-30	1,183	$0.00	21,067	No	4	C	Direct
Class A Common Stock	Disposition	2019-01-30	1,183	$70.00	19,884	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to Buy)	Disposition	2019-01-29	1,574	$0.00	1,574	$9.94
Class A Common Stock	Class B Common Stock	Acquisiton	2019-01-29	1,574	$0.00	1,574	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2019-01-29	1,574	$0.00	1,574	$0.00
Class B Common Stock	Stock Option (Right to Buy)	Disposition	2019-01-30	1,183	$0.00	1,183	$9.94
Class A Common Stock	Class B Common Stock	Acquisiton	2019-01-30	1,183	$0.00	1,183	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2019-01-30	1,183	$0.00	1,183	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
72,219	2026-08-31	No	4	M	Direct
1,574		No	4	M	Direct
0		No	4	C	Direct
71,036	2026-08-31	No	4	M	Direct
1,183		No	4	M	Direct
0		No	4	C	Direct

Footnotes

Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Includes (i) 10,610 shares subject to an award of RSUs, of which 25% of the total RSUs vested on January 1, 2019, and 25% will vest on each anniversary thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting; (ii) 358 shares acquired under the Alteryx, Inc. employee stock purchase plan ("ESPP") on August 14, 2018; (iii) 1,090 shares acquired under the ESPP on February 14, 2018; and (iv) 1,113 shares acquired under the ESPP on August 14, 2017.
Sale of shares made pursuant to and in accordance with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, under a plan adopted by the Reporting Person on September 14, 2018.
The stock option vested and became exercisable as to 1/4th of the shares subject to the option on August 8, 2017, and thereafter vests as to 1/48th of the shares in equal monthly installments, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.