Home > Insider Trading > Filing (0001654954-19-000920)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1083743	Flux Power Holdings Inc.	FLUX	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	860931332

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1492831	Wade Massad	1250 Linda Street, Suite 304 Rocky River OH 44116		No	No	No	No
1604742	Cleveland Capital Management, L.l.c.	1250 Linda St., Suite 304 Rocky River OH 44116		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.001 Par Value	Acquisiton	2019-01-29	497,100	$1.10	5,656,200	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote

Footnotes

The securities are held in account(s) managed by Cleveland Capital Management, L.L.C. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein.
The securities are held in client accounts and may be deemed to be indirectly beneficially owned by the Reporting Person, because it serves as the investment manager to such account and Wade Massad, as the Managing Member of Reporting Person. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.