Filing Details
- Accession Number:
- 0000914851-19-000102
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-31 09:56:48
- Reporting Period:
- 2016-11-01
- Accepted Time:
- 2019-01-31 09:56:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
75398 | Western Asset Investment Grade Income Fund Inc. | PAI | () | 952808650 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252220 | Kenneth S. Leech | Western Asset Management Company, Llc 385 East Colorado Blvd Pasadena CA 91101 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-01 | 38 | $14.81 | 1,169 | No | 4 | P | Indirect | Trustee of Account |
Common Stock | Acquisiton | 2017-04-17 | 135 | $14.50 | 1,304 | No | 4 | P | Indirect | Trustee of Account |
Common Stock | Disposition | 2018-12-17 | 1,304 | $14.11 | 0 | No | 4 | S | Indirect | Trustee of Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Trustee of Account |
No | 4 | P | Indirect | Trustee of Account |
No | 4 | S | Indirect | Trustee of Account |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 26,500 | Direct |
Footnotes
- Mr. Leech became a trustee of an account in March 2016 which gave him discretionary trading authority of the account. The account held 1,131 shares of PAI at the time of Mr. Leech's appointment. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, the Reporting Person states that this filing shall not be an admission that the Reporting Person is the beneficial owner of any of the securities reported herein, and the Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest therein.