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Filing Details

Accession Number:: 0001465740-19-000010
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-01-30 17:55:49
Reporting Period:: 2019-01-28

Accepted Time:: 2019-01-30 17:55:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1465740	Two Harbors Investment Corp.	TWO	Real Estate Investment Trusts (6798)	270312904

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1537872	Brad Farrell	Two Harbors Investment Corp. 575 Lexington Avenue, Suite 2930 New York NY 10022	Cfo And Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.01 Per Share	Disposition	2019-01-28	5,925	$14.44	265,087	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2019-01-29	8,741	$14.42	256,346	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2019-01-30	14,429	$14.54	241,917	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on November 13, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 26, 2019, and January 27, 2019 of restricted stock awards previously granted to the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.40 to $14.48, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.37 to $14.48, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on January 29, 2019 of a restricted stock award previously granted to the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.52 to $14.58, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.