Home > Insider Trading > Filing (0001144204-19-003587)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
897802	Special Opportunities Fund Inc.	SPE	(0)	133702911

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1067621	Phillip Goldstein	60 Heritage Drive Pleasantville NY 10570	Chairman And Secretary	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-01-28	3,000	$12.68	103,191	No	4	P	Direct
Common Stock	Acquisiton	2019-01-28	100	$12.63	103,291	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,456	Indirect	Spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	3.50% Convertible Preferred Stock Series B	$0.00			0	24,999	Direct
Common Stock	3.50% Convertible Preferred Stock, Series B	$0.00			0	842	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	24,999	Direct
	0	842	Indirect

Footnotes

The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $19.00 per share of common stock (which is a ratio of 1.3158 shares of common stock for each share of Preferred Stock held), subject to adjustment.
The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to August 26, 2021.