Filing Details
- Accession Number:
- 0000914317-11-000334
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-02 10:33:24
- Reporting Period:
- 2011-03-01
- Filing Date:
- 2011-03-02
- Accepted Time:
- 2011-03-02 10:33:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33533 | Espey Mfg & Electronics Corp | ESP | Electronic Components, Nec (3679) | 141387171 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469113 | Francis Mark Pierre St | 6 Canopy Lane Ballston Lake NY 12019 | President/Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock - $.33 1/3 Par Value | Acquisiton | 2011-02-28 | 100 | $23.55 | 100 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $15.95 | 2011-08-03 | 2019-08-03 | 2,500 | 0 | Direct |
| Common Stock | Stock Option | $19.20 | 2012-08-19 | 2020-08-19 | 4,000 | 6,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-08-03 | 2,500 | 0 | Direct |
| 2020-08-19 | 4,000 | 6,500 | Direct |
Footnotes
- IRA Account
Billionaire Hedge Funds
