Filing Details

Accession Number:
0001209191-19-005749
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-29 16:18:51
Reporting Period:
2019-01-28
Accepted Time:
2019-01-29 16:18:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393612 Discover Financial Services DFS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183833 C Roger Hochschild 2500 Lake Cook Road
Riverwoods IL 60015
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-28 29,658 $66.67 834,457 No 4 P Direct
Common Stock Acquisiton 2019-01-28 342 $67.04 834,799 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,111 Indirect By Hochschild Remainder Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.03 to $67.00, inclusive. The reporting person undertakes to provide to Discover Financial Services, any security holder of Discover Financial Services, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in two transactions, each rounding to $67.04. The reporting person undertakes to provide to Discover Financial Services, any security holder of Discover Financial Services, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is trustee of the trust.