Filing Details
- Accession Number:
- 0001179706-19-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-01-28 18:15:51
- Reporting Period:
- 2019-01-24
- Accepted Time:
- 2019-01-28 18:15:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645590 | Hewlett Packard Enterprise Co | HPE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1354297 | Philip Davis | C/O Hewlett Packard Enterprise Company 3000 Hanover Street Palo Alto CA 94304 | Cso, Pres Hybrid It | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-01-24 | 25,586 | $14.76 | 67,508 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-01-24 | 9,174 | $14.76 | 58,334 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-01-25 | 13,974 | $15.00 | 44,360 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | Acquisiton | 2019-01-02 | 122 | $0.00 | 122 | $0.00 |
Common Stock | Common Stock | Acquisiton | 2019-01-02 | 90 | $0.00 | 90 | $0.00 |
Common Stock | Common Stock | Disposition | 2019-01-24 | 25,586 | $0.00 | 25,586 | $0.00 |
Common Stock | Common Stock | Acquisiton | 2019-01-02 | 409 | $0.00 | 409 | $0.00 |
Common Stock | Common Stock | Acquisiton | 2019-01-02 | 1,176 | $0.00 | 1,176 | $0.00 |
Common Stock | Common Stock | Acquisiton | 2019-01-02 | 1,004 | $0.00 | 1,004 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,319 | No | 4 | A | Direct | ||
11,243 | No | 4 | A | Direct | ||
25,585 | No | 4 | M | Direct | ||
50,483 | No | 4 | A | Direct | ||
145,167 | No | 4 | A | Direct | ||
121,114 | No | 4 | A | Direct |
Footnotes
- The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/10/18.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 122.0366 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 89.7743 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 409.6638 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. The number of derivative securities in column 5 also includes 1,079 vested dividend equivalent rights and a de minimus adjustment of 0.7040 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
- As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 408.8113 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
- As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,175.5414 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
- As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,003.8912 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.