Filing Details

Accession Number:
0001179706-19-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-01-28 18:15:51
Reporting Period:
2019-01-24
Accepted Time:
2019-01-28 18:15:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1354297 Philip Davis C/O Hewlett Packard Enterprise Company
3000 Hanover Street
Palo Alto CA 94304
Cso, Pres Hybrid It No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-01-24 25,586 $14.76 67,508 No 4 M Direct
Common Stock Disposition 2019-01-24 9,174 $14.76 58,334 No 4 F Direct
Common Stock Disposition 2019-01-25 13,974 $15.00 44,360 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Acquisiton 2019-01-02 122 $0.00 122 $0.00
Common Stock Common Stock Acquisiton 2019-01-02 90 $0.00 90 $0.00
Common Stock Common Stock Disposition 2019-01-24 25,586 $0.00 25,586 $0.00
Common Stock Common Stock Acquisiton 2019-01-02 409 $0.00 409 $0.00
Common Stock Common Stock Acquisiton 2019-01-02 1,176 $0.00 1,176 $0.00
Common Stock Common Stock Acquisiton 2019-01-02 1,004 $0.00 1,004 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,319 No 4 A Direct
11,243 No 4 A Direct
25,585 No 4 M Direct
50,483 No 4 A Direct
145,167 No 4 A Direct
121,114 No 4 A Direct
Footnotes
  1. The sale reported on this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/10/18.
  2. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  3. As previously reported, on 06/22/16 the reporting person was granted 29,201 Restricted Stock Units ("RSUs"), 14,600 of which vested on 06/22/18, and 14,601 of which will vest on 06/22/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 122.0366 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
  4. As previously reported, on 12/07/16 the reporting person was granted 32,217 RSUs, 10,738 of which vested on 12/07/17, 10,738 of which vested on 12/07/18, and 10,741 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 89.7743 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
  5. As previously reported, on 01/24/17 the reporting person was granted 73,519 RSUs, 24,505 of which vested on 01/24/18, 24,507 of which vested on 01/24/19, and 24,507 of which will vest on 01/24/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 409.6638 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19. The number of derivative securities in column 5 also includes 1,079 vested dividend equivalent rights and a de minimus adjustment of 0.7040 due to fractional rounding of the dividend equivalent rights. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.
  6. As previously reported, on 09/20/17 the reporting person was granted 73,368 RSUs, 24,456 of which vested on 09/20/18, and 24,456 of which will vest on each of 09/20/19 and 09/20/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 408.8113 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
  7. As previously reported, on 12/07/17 the reporting person was granted 210,970 RSUs, 70,323 of which vested on 12/07/18, 70,323 of which will vest on 12/07/19, and 70,324 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,175.5414 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.
  8. As previously reported, on 12/10/18 the reporting person was granted 120,110 RSUs, 40,036 of which will vest on 12/10/19, and 40,037 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,003.8912 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19.